Special equipment production unit

elevator

Responsibilities of Quality and Safety Director and Elevator Safety Officer, List of Elevator Quality and Safety Risk Control

1. Responsibilities of Elevator Quality and Safety Director

1.1 Responsibilities of Elevator Quality and Safety Director (Elevator Manufacturing (including Installation, Repair, and Renovation) Units)

1.2 Responsibilities of Elevator Quality and Safety Director (Elevator Installation (including Repair) Unit)

2. Regulations for Elevator Quality and Safety Officers

2.1 Elevator Quality and Safety Officer Regulations (for elevator manufacturing (including installation, repair, and renovation) units)

2.2 Elevator Quality and Safety Officer Regulations [Elevator Installation (including Repair) Units]

3. Elevator Quality and Safety Risk Control List

3.1 Elevator Quality and Safety Risk Control List (Elevator Manufacturing (including Installation, Repair, and Renovation) Units)

3.2 Elevator Quality and Safety Risk Control List (Elevator Installation (including Repair) Units)

Responsibilities of Elevator Quality and Safety Director

[Elevator manufacturing (including installation, repair, and renovation) unit]

The Elevator Quality and Safety Director established by this unit refers to the management personnel responsible for the safe operation of the elevator manufacturing (including installation, repair, and renovation) quality assurance system. The Director of Quality and Safety is directly responsible to the main person in charge of the unit in accordance with their responsibilities, and assumes the following responsibilities:

（1） Organize and implement

Special Equipment Safety Law of the People's Republic of China

Regulations on Safety Supervision of Special Equipment

Responsible for the implementation of the quality assurance system in accordance with safety technical specifications and related standards related to elevator manufacturing, such as the License Rules for Special Equipment Production and Filling Units and the Elevator Maintenance and upkeep Rules;

（2） Organize the development of quality assurance system documents such as quality assurance manuals, procedural documents, and work instructions, and approve procedural documents;

（3） Responsible for establishing, maintaining, and improving the quality and safety assurance system and ensuring its effective operation, guiding, coordinating, supervising and inspecting the work of various quality control systems in the quality assurance system;

（4） Establish and continuously maintain an elevator quality and safety traceability system;

（5） Implement the establishment of the quality and safety management organization and the allocation of safety management personnel in this unit;

（6） Organize quality analysis, quality audit, and assist in management review work;

（7） Implement control over non-conforming products (items) and exercise the veto power over quality and safety; Responsible for identifying and handling major non-conforming products, and promptly organizing the adoption of corrective and preventive measures;

（8） Establish a "bulletin board" system for enterprises, and promptly publicize the safety accidents, quality defects, or hidden dangers of elevators produced;

（9） Establish and improve an information system for feedback and processing of internal and external quality information;

（10） Organize the establishment of daily control, weekly inspection, and monthly scheduling systems for elevator manufacturing quality and safety, and effectively implement them;

（11） Truthfully report quality and safety issues to the market supervision and management department;

（12） Organize regular education and training for quality and safety personnel;

（13） Accept and cooperate with the supervision and inspection and accident investigation conducted by the market supervision and management department, and provide relevant materials truthfully;

（14） Fulfill other elevator quality and safety management responsibilities stipulated by the market supervision and management department and required by the unit;

Responsibilities of Elevator Quality and Safety Director

[Elevator installation (including repair) unit]

The Elevator Quality and Safety Director established by this unit refers to the management personnel responsible for the safe operation of the elevator installation (including repair) quality assurance system. The Director of Quality and Safety is directly responsible to the main person in charge of the unit in accordance with their responsibilities, and assumes the following responsibilities:

（1） Organize the implementation of safety technical specifications and related standards related to elevator installation, such as the Special Equipment Safety Law of the People's Republic of China, the Regulations on Safety Supervision of Special Equipment, the License Rules for Special Equipment Production and Filling Units, and the Elevator Maintenance Rules, and be responsible for the implementation of the installation quality assurance system;

（2） Organize the development of quality assurance system documents such as quality assurance manuals, procedural documents, and work instructions, and approve procedural documents;

（3） Responsible for establishing, maintaining, and improving the quality and safety assurance system and ensuring its effective operation, guiding, coordinating, supervising and inspecting the work of various quality control systems in the quality assurance system;

（4） Establish and continuously maintain a quality and safety traceability system for elevator installation (repair);

（5） Implement the establishment of the quality and safety management organization and the allocation of safety management personnel in this unit;

（6） Organize quality analysis, quality audit, and assist in management review work;

（7） Implement control over non-conforming products (items) and exercise the veto power over quality and safety; Responsible for identifying and handling major quality and safety issues, and promptly organizing the adoption of corrective and preventive measures;

（8） Establish a "bulletin board" system for enterprises, and promptly publicize safety accidents, quality defects, or hidden dangers of elevators installed (repaired);

（9） Establish and improve an information system for feedback and processing of internal and external quality information;

（10） Organize the establishment of daily control, weekly inspection, and monthly scheduling systems for elevator (including repair) quality and safety, and effectively implement them;

（11） Truthfully report quality and safety issues to the market supervision and management department;

（12） Organize regular education and training for quality and safety personnel;

（13） Accept and cooperate with the supervision and inspection and accident investigation conducted by the market supervision and management department, and provide relevant materials truthfully;

（14） Fulfill other elevator quality and safety management responsibilities stipulated by the market supervision and management department and required by the unit.

The quality and safety officer established by this unit refers to the inspectors responsible for the quality process control of elevator manufacturing (including installation, repair, and renovation). Based on the actual situation of this unit and the needs of product manufacturing work, a sufficient number of quality and safety officers are equipped and appointed. The quality and safety officer shall have the ability to manage the quality and safety of elevator manufacturing (including installation, repair, and renovation), and shall have certain administrative and technical powers. According to the requirements of their duties, they shall be responsible to the quality and safety director or the main person in charge of the unit, and shall assume the following responsibilities:

（1） Responsible for reviewing quality control program documents and work instructions;

（2） According to safety technical specifications and quality assurance manual requirements, review and confirm relevant work witnessing, inspect the quality control procedures and implementation of requirements in the manufacturing process;

（3） If problems are found, they should be promptly contacted and resolved with the parties involved. If necessary, the parties involved should be ordered to stop their work and the situation should be reported to the Quality and Safety Director; If no problems are found, they should also be recorded and a zero risk report should be implemented;

（4） Organize regular education and training for relevant technical personnel;

（5） Cooperate with inspection agencies to carry out elevator type testing, supervision and inspection, etc;

（6） Implement the daily control system for elevator quality and safety, and form daily inspection records;

（7） Accept and cooperate with the supervision and inspection and accident investigation conducted by the market supervision and management department, and provide relevant materials truthfully;

（8） Fulfill other elevator quality and safety management responsibilities stipulated by the market supervision and management department and required by the unit.

The quality and safety officer established by this unit refers to the inspectors responsible for the quality process control of elevator installation (including repair). Based on the actual situation of this unit and the needs of elevator installation (including repair) work, a sufficient number of quality and safety officers are equipped and appointed. Quality and safety officers should have the ability to manage elevator (including repair) quality and safety, have certain administrative and technical powers, and be responsible to the Quality and Safety Director or the main person in charge of the unit according to their responsibilities. They should undertake the following responsibilities:

（1） Responsible for reviewing quality control program documents and work instructions;

（2） According to safety technical specifications and quality assurance manual requirements, review and confirm relevant work witnessing, inspect the quality control procedures and implementation of requirements during the construction process;

（3） If problems are found, they should be promptly contacted and resolved with the parties involved. If necessary, the parties involved should be ordered to stop their work and the situation should be reported to the Quality and Safety Director; If no problems are found, they should also be recorded and a zero risk report should be implemented;

（4） Organize regular education and training for relevant technical personnel;

（5） Cooperate with inspection agencies to carry out elevator supervision and inspection work;

（6） Implement the daily control system for elevator quality and safety, and form daily inspection records;

（7） Accept and cooperate with the supervision and inspection and accident investigation conducted by the market supervision and management department, and provide relevant materials truthfully;

（8） Fulfill other elevator quality and safety management responsibilities stipulated by the market supervision and management department and required by the unit.

Elevator Quality and Safety Risk Control Checklist

[Elevator manufacturing (including installation, repair, and renovation) unit]

Article 1: In order to establish and implement a long-term mechanism for the quality and safety main responsibility of elevator manufacturing units (including installation, repair, and renovation), establish and improve daily control, weekly inspection, and monthly scheduling work systems, and combine with the actual situation of the unit, this list is formulated.

Article 2: The quality and safety risks of our unit mainly exist in elevator design, materials and components, operations (processes), welding, inspection and testing, production equipment and inspection and testing devices, personnel management, and the implementation of special equipment licensing systems.

The third design risk shall at least include the following aspects:

（1） The basis for product design does not meet the requirements;

（2） Failure to control the modification of design documents and external design documents in accordance with regulations;

（3） The design documents were not reviewed and confirmed by the responsible personnel for use in production.

Article 4: The risks of materials and components shall at least include the following aspects:

（1） Failure to implement quality control on the entrusted party in accordance with regulations;

（2） Failure to conduct material and component acceptance (re inspection), material identification, storage, storage, requisition, and usage control in accordance with regulations;

（3） The procedures for material substitution are incomplete.

Article 5: The risks of homework (process) shall at least include the following aspects:

（1） Failure to review the processability of design drawings;

（2） Failure to develop general and specialized documents and technical disclosures in accordance with regulations;

（3） Failure to inspect the execution of production processes in accordance with regulations;

（4） Improper management of production fixtures and molds.

Article 6 Welding risks shall at least include the following aspects:

（1） Failure to manage and control welding personnel, welding materials, and welding processes in accordance with regulations;

（2） Welding process evaluation does not meet the requirements;

（3） Failure to control weld repair according to regulations.

Article 7 Inspection and testing risks shall at least include the following aspects:

（1） The inspection and testing process does not meet the requirements;

（2） Failure to control inspection and testing conditions, process inspection, final inspection, inspection and testing status, inspection and testing records and reports in accordance with regulations;

（3） Products with type testing or other special testing requirements are not controlled according to regulations.

Article 8: The risks of production equipment and inspection and testing equipment shall at least include the following aspects:

（1） The control of procurement, acceptance, filing, operation, maintenance, usage environment, calibration, inspection, storage, and scrapping of production equipment and inspection and testing devices does not meet the requirements;

（2） The archive management of production equipment and inspection and testing devices does not meet the requirements;

（3） Control of the status of production equipment and inspection and testing devices, including identification of the usage status of production equipment, calibration identification of inspection and testing devices, and inspection reports of production equipment that meet legal requirements for inspection.

Article 9 Personnel management risks shall at least include the following aspects:

（1） Failure to specify the requirements, content, plan, and implementation of personnel training;

（2） The training and assessment files required by the special equipment license for relevant personnel do not meet the requirements;

（3） The employment management of personnel required by the special equipment license does not meet the requirements.

Article 10: The risks of implementing the special equipment licensing system shall at least include the following aspects:

（1） The resource conditions have not been able to sustain the permit conditions;

（2） Failure to fulfill the obligation to inform and accept supervision and inspection as required;

（3） Discovering behaviors such as altering, reselling, renting, and lending licenses.

Article 11: Other dynamic risks such as supervision, notification, early warning, complaint reporting, and public opinion information from government regulatory departments.

Article 12: This unit has formulated the "Elevator Quality and Safety Risk Control List" (see Appendix A9 for an example table) in accordance with the above regulations. When there are changes in the category, model, etc. of the produced elevators that may cause changes in risk indicators, the list needs to be adjusted in a timely manner.

Elevator Quality and Safety Risk Control Checklist

[Elevator installation (including repair) unit]

Article 1: In order to establish and implement a long-term mechanism for the quality and safety main responsibility of elevator installation (including repair) units, establish and improve daily control, weekly inspection, and monthly dispatch work systems, and combine with the actual situation of the unit, this list is formulated.

Article 2: The quality and safety risks of this unit mainly exist in the materials and components, operations (processes), welding, inspection and testing, construction equipment and inspection and testing devices, construction process, personnel management, and implementation of special equipment licensing system during elevator construction;

The risk of shaft survey (acceptance of concealed works) in Article 3 shall at least include the following aspects:

（1） The on-site situation of the shaft does not match the actual size of the elevator;

（2） Whether the load-bearing I-beams, guide rail brackets, hall door head support points and other embedded parts of the traction machine meet the relevant requirements.

Article 4: The risks of materials and components shall at least include the following aspects:

（1） Failure to implement quality control on the entrusted party in accordance with regulations;

（2） Failure to conduct material and component acceptance (re inspection), material identification, storage, storage, requisition, and usage control in accordance with regulations;

（3） The material change procedures are incomplete.

Article 5: The risks of homework (process) shall at least include the following aspects:

（1） Failure to conduct drawing review in accordance with regulations;

（2） Failure to prepare general and specialized operation (process) documents such as elevator installation (including repair) construction plans in accordance with regulations, and conduct construction technical disclosure;

（3） Failure to inspect the execution of production processes in accordance with regulations;

（4） Improper management of construction fixtures and molds.

Article 6 Welding risks shall at least include the following aspects:

（1） Failure to manage and control welding personnel, welding materials, and welding processes in accordance with regulations;

（2） Welding process evaluation does not meet the requirements;

（3） Failure to control weld repair according to regulations.

Article 7 Inspection and testing risks shall at least include the following aspects:

（1） The inspection and testing process does not meet the requirements

（2） Failure to control inspection and testing conditions, process inspection, final inspection, inspection and testing status, inspection and testing records and reports in accordance with regulations.

Article 8: The risks of construction equipment and inspection and testing devices shall at least include the following aspects:

（1） The control of procurement, acceptance, filing, operation, maintenance, usage environment, calibration, inspection, storage, and scrapping of construction equipment and inspection and testing devices does not meet the requirements;

（2） The archive management of construction equipment and inspection and testing devices does not meet the requirements;

（3） Control of the status of construction equipment and inspection and testing devices, including identification of equipment usage status, calibration identification of inspection and testing devices, and inspection reports of production equipment that do not meet legal requirements for inspection.

Article 9: The risks during the construction process shall at least include the following aspects:

（1） Failure to evaluate the on-site safety environment and develop measures;

（2） The construction process does not meet the relevant requirements.

Article 10 Personnel management risks shall at least include the following aspects:

（1） Failure to specify the requirements, content, plan, and implementation of personnel training;

（2） The training and assessment files required by the special equipment license for relevant personnel do not meet the requirements;

（3） The employment management of personnel required by the special equipment license does not meet the requirements.

Article 11: The risks of implementing the special equipment licensing system shall at least include the following aspects:

（1） The resource conditions have not been able to sustain the permit conditions;

（2） Failure to fulfill the obligation to inform and accept supervision and inspection as required;

（3） Discovering behaviors such as altering, reselling, renting, and lending licenses.

Article 12: Other dynamic risks such as supervision, notification, early warning, complaints and reports, and public opinion information from government regulatory departments.

Article 13: This unit has formulated the "Elevator Quality and Safety Risk Control List" (see Appendix A10 for an example) in accordance with the above regulations. When the category, model, etc. of the installed (including repaired) elevator change, which may cause changes in risk indicators, the list needs to be adjusted in a timely manner

Elevator Quality and Safety Risk Control List (Installation (including Repair))

Number Risk Category Risk Indicators Risk Control Measures Control Form Responsible Person Remarks

1. The on-site situation of the shaft survey does not match the actual size of the elevator. Before installation and construction, the quality and safety director shall conduct a weekly inspection of the construction site based on the design drawings

Whether the load-bearing I-beams, guide rail brackets, hall door head support points and other embedded parts of the traction machine meet the relevant requirements. Before installation and construction, conduct a weekly inspection of the construction quality of concealed works according to the design drawings. Quality and Safety Director

Failure to implement quality control on the entrusted party in accordance with regulations for materials and components, establish a qualified list of entrusted parties, and conduct procurement quality control weekly inspections in accordance with procedural documents. Quality and Safety Director

4. Failure to conduct material acceptance (re inspection) and storage and storage in accordance with regulations, standards, and control procedure documents. Quality and Safety Director for weekly inspection of storage and storage

5. Failure to follow regulations for material requisition, use control, and labeling. Material requisition, use, and labeling were carried out in accordance with regulations, standards, and control procedure documents. Quality and safety officers were responsible for daily control of material labeling

6. Failure to handle material change procedures in accordance with regulations, standards, and control procedure documents for material substitution procedures. Daily control of quality and safety officer

7. Failure to prepare general and specialized operation (process) documents such as boiler installation (renovation, repair) construction plans in accordance with regulations, and conduct construction technical disclosure. Process documents are prepared in accordance with regulations, standards, and control procedure documents, and construction technical disclosure is conducted daily by quality and safety officers

8. Failure to conduct drawing review as required and keep relevant records. Weekly inspection by the Quality and Safety Director

9. Failure to inspect the operation (process) according to regulations. Regularly inspect the execution of the operation (process) according to the control procedure documents. Daily control of quality and safety personnel

10. The management of construction tools and molds does not meet the requirements. Regular inspections of the use of tools and tools should be carried out, and records should be kept. The main person in charge of monthly scheduling

11. Failure to manage and control welding personnel, welding materials, and welding processes in accordance with regulations, standards, and control procedure documents. Management and control of welding personnel, welding materials, and welding processes (including welding environment) were carried out in accordance with regulations, standards, and control procedure documents, and records were kept for daily control by quality and safety officers

12. Welding Procedure Qualification and Welding Procedure Specification Failure to Meet Requirements. Conduct welding procedure qualification and prepare welding procedure specifications in accordance with regulations to ensure coverage of the weekly process inspection required for boiler welding. Quality and Safety Director

13. Failure to carry out weld repair in accordance with regulations. Weld repair should be carried out in accordance with regulations, standards, and control procedure documents. Daily control of quality and safety personnel is required

14. Inspection and testing. Inspection and testing process documents do not meet the requirements. Prepare inspection and testing process documents in accordance with regulations, standards, and control procedure documents. Weekly inspection, quality and safety director

15. Failure to control the inspection and testing conditions, process inspection, final inspection, and inspection and testing status in accordance with regulations, standards, and control procedure documents, and to properly identify and record the status. Weekly inspection by the Quality and Safety Director

16. Failure to control inspection and test records and reports in accordance with regulations should result in timely issuance of accurate and standardized inspection and test records and reports. Weekly inspection by the Quality and Safety Director

The control of procurement, acceptance, filing, operation, maintenance, use environment, calibration, inspection, sealing, and scrapping of construction equipment and inspection and testing equipment does not meet the requirements. Control the relevant links of production equipment and inspection and testing equipment in accordance with regulations, standards, and control procedure documents, and keep relevant records. Weekly inspection by the Quality and Safety Director

18. The archive management does not meet the requirements. According to the requirements of the procedural documents, the archive of production equipment and inspection and testing devices is managed for weekly inspection by the Quality and Safety Director

19. Equipment usage status identification, inspection and testing device calibration identification, and inspection reports for equipment that does not meet legal requirements shall be managed in accordance with the requirements of procedural documents for production equipment and inspection and testing device related identification and inspection reports. Daily control of quality and safety officers

20. During the construction process, the on-site safety environment was not evaluated and measures were not formulated to identify the safety of the on-site construction operation environment, and corresponding risk prevention measures were formulated. The quality and safety officer was responsible for daily control

21. The construction process does not meet relevant requirements. Develop on-site operation guidance manuals, standardize operation procedures, and daily control of quality and safety officers

22. Personnel management did not establish regulations on the requirements, content, plan, and implementation of personnel training, and developed personnel management related procedures to clarify the main person in charge of monthly scheduling

23. The training and assessment files required by the special equipment permit for relevant personnel do not meet the requirements. Strengthen process inspections and file management. The main person in charge of monthly scheduling

The employment management of personnel required by the 24 special equipment license does not meet the requirements. The main person in charge of monthly scheduling of relevant work witness materials is responsible for inspection

25. The resource conditions for implementing the special equipment licensing system have not been continuously maintained, and the management procedures for implementing the special equipment licensing system have been formulated, clarifying relevant requirements; During the certification period, strengthen process inspections, and promptly verify whether the permit conditions are met when there are changes in relevant personnel, workplaces, equipment and facilities. The main person in charge of monthly scheduling

26. Failure to fulfill the obligation to inform and accept supervision and inspection in accordance with regulations, accepting supervision from special equipment safety supervision departments at all levels, and applying for and accepting supervision and inspection as required. The main person in charge of monthly scheduling

27. The main person in charge of monthly scheduling for license management in accordance with regulations, such as alteration, resale, rental, and lending of licenses, has been identified

28. The main person in charge of government supervision, notification, early warning, record of non-conforming items discovered, and monthly rectification scheduling

29. The main person in charge of monthly scheduling for recording, rectifying, and eliminating safety hazards found in complaints and reports of non conformities

30. The main person in charge of recording and rectifying non-conforming items discovered in public opinion information, as well as monthly scheduling for rectification

Number

Risk categories

Risk indicators

Risk control measures

Control forms

Responsible person

Remarks

Shaft

survey

The on-site situation of the shaft does not match the actual size of the elevator

Before installation and construction, review the construction site according to the design drawings

Weekly investigation

Quality and Safety Director

Whether the load-bearing I-beams, guide rail brackets, hall door head support points and other embedded parts of the traction machine meet the relevant requirements.

Before installation and construction, inspect the construction quality of concealed works according to the design drawings

Weekly investigation

Quality and Safety Director

Materials and

parts

Failure to implement quality control on the entrusted party in accordance with regulations

Establish a list of qualified commissioned parties and conduct procurement quality control in accordance with procedural documents

Weekly investigation

Quality and Safety Director

Failure to conduct material acceptance (re inspection) and storage and storage in accordance with regulations

Conduct acceptance (re inspection), storage, and storage in accordance with regulations, standards, and control procedure documents

Weekly investigation

Quality and Safety Director

Failure to follow regulations for requisition, usage control, and material labeling

According to the requirements of regulations, standards, and control procedure documents, material requisition and use, as well as material identification

Daily control

Quality and Safety Officer

Failure to handle material change procedures as required

Handle material substitution procedures in accordance with regulations, standards, and control procedure documents

Daily control

Quality and Safety Officer

task

workmanship

Failure to prepare general and specialized operation (process) documents such as boiler installation (renovation, repair) construction plans in accordance with regulations, and conduct construction technical disclosure

Prepare process documents in accordance with regulations, standards, and control procedure documents, and conduct construction technical disclosure

Daily control

Quality and Safety Officer

Failure to conduct drawing review as required

Conduct drawing review according to regulations and keep relevant records

Weekly investigation

Quality and Safety Director

Failure to inspect the homework (process) according to regulations

Regularly inspect the execution of operations (processes) according to the control program documents

Daily control

Quality and Safety Officer

ten

The management of construction fixtures and molds does not meet the requirements

Regularly conduct management inspections on the use of tooling and equipment, and keep records

Monthly scheduling

Main responsible person

eleven

welding

Failure to manage and control welding personnel, welding materials, and welding processes in accordance with regulations

Manage and control welding personnel, welding materials, and welding processes (including welding environment) in accordance with regulations, standards, and control procedure documents, and keep records

Daily control

Quality and Safety Officer

twelve

Welding procedure evaluation and welding procedure specification do not meet the requirements

Conduct welding process evaluation and prepare welding process specifications according to regulations to ensure that they cover the processes required for boiler welding

Weekly investigation

Quality and Safety Director

thirteen

Weld repair not carried out according to regulations

Weld repair should be carried out in accordance with the requirements of regulations, standards, and control procedure documents

Daily control

Quality and Safety Officer

fourteen

test

And the experiment

The inspection and testing process documents do not meet the requirements

Prepare inspection and testing process documents in accordance with regulations, standards, and control procedure documents

Weekly investigation

Quality and Safety Director

fifteen

Failure to control inspection and testing conditions, process inspection, final inspection, and inspection and testing status in accordance with regulations

Control according to regulations, standards, and control procedure documents, and make status identification and relevant records

Weekly investigation

Quality and Safety Director

sixteen

Failure to control inspection and test records and reports in accordance with regulations

Accurate and standardized inspection and test records and reports should be issued in a timely manner

Weekly investigation

Quality and Safety Director

seventeen

construction equipment

And inspection and testing equipment

The control of procurement, acceptance, filing, operation, maintenance, usage environment, calibration, inspection, sealing, and scrapping does not meet the requirements

Control the relevant links of production equipment and inspection and testing devices in accordance with regulations, standards, and control procedure documents, and keep relevant records

Weekly investigation

Quality and Safety Director

eighteen

File management does not meet the requirements

Manage the archives of production equipment and inspection and testing devices according to the requirements of the program files

Weekly investigation

Quality and Safety Director

nineteen

Equipment usage status identification, inspection and testing device calibration identification, and inspection reports of legally required inspection equipment do not meet the requirements

Manage the relevant identification and inspection reports of production equipment and inspection and testing devices in accordance with the requirements of the program files

Daily control

Quality and Safety Officer

twenty

Construction process

Failure to evaluate the on-site safety environment and develop measures

Identify the safety of the on-site construction work environment and develop corresponding risk prevention measures

Daily control

Quality and Safety Officer

twenty-one

The construction process does not meet the relevant requirements

Develop on-site operation instruction manual and standardize operation procedures

Daily control

Quality and Safety Officer

twenty-two

Personnel management

No regulations have been made regarding the requirements, content, plan, and implementation of personnel training

Develop personnel management procedures and clarify relevant requirements

Monthly scheduling

Main responsible person

twenty-three

The training and assessment files required by the special equipment permit for relevant personnel do not meet the requirements

Strengthen process inspection and file management

Monthly scheduling

Main responsible person

twenty-four

The employment management of personnel required by the special equipment license does not meet the requirements

Inspection of relevant work witness materials

Monthly scheduling

Main responsible person

twenty-five

Implement the special equipment licensing system

The resource conditions have not been consistently maintained under the permit conditions

Develop management procedures for implementing the special equipment licensing system and clarify relevant requirements; During the certification period, strengthen process inspections, and promptly verify whether the permit conditions are met when there are changes in relevant personnel, workplaces, equipment and facilities, etc

Monthly scheduling

Main responsible person

twenty-six

Failure to fulfill the obligation to inform and accept supervision and inspection as required

Accept supervision from special equipment safety supervision departments at all levels, and declare and accept supervision and inspection in accordance with regulations

Monthly scheduling

Main responsible person

twenty-seven

Discovering behaviors such as altering, reselling, renting, and lending licenses

Manage licenses according to regulations

Monthly scheduling

Main responsible person

twenty-eight

Government supervision, notification, and early warning

Discovering non-conforming items

Record and rectify

Monthly scheduling

Main responsible person

twenty-nine

Complaints Report

Discovering non-conforming items

Record, rectify, and eliminate safety hazards

Monthly scheduling

Main responsible person

thirty

Public opinion information

Discovering non-conforming items

Record and rectify

Monthly scheduling

Main responsible person

Note: This list is in a recommended format and only specifies the basic items that should be subject to daily control, weekly inspection, and monthly scheduling. The elevator installation (including repair) unit should refine the risk control list and adjust the control form reasonably based on the actual situation of the unit and the specific requirements of product manufacturing.